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UNUnited Nations Economic Commission for Europe

Protocol on Strategic Environmental Assessment (SEA)

THIS IS NOT THE OFFICIAL TEXT

Directive 2001/42/EC of the European Parliament and the Council on the assessment of the effects of certain plans and programmes on the environment (the 'SEA Directive')


2. Definitions

Contents

4. General obligations

Article 3

Scope

1. An environmental assessment, in accordance with Articles 4 to 9, shall be carried out for plans and programmes referred to in paragraphs 2 to 4 which are likely to have significant environmental effects.

2. Subject to paragraph 3, an environmental assessment shall be carried out for all plans and programmes,

(a) which are prepared for agriculture, forestry, fisheries, energy, industry, transport, waste management, water management, telecommunications, tourism, town and country planning or land use and which set the framework for future development consent of projects listed in Annexes I and II to Directive 85/337/EEC, or

(b) which, in view of the likely effect on sites, have been determined to require an assessment pursuant to Article 6 or 7 of Directive 92/43/EEC.

3. Plans and programmes referred to in paragraph 2 which determine the use of small areas at local level and minor modifications to plans and programmes referred to in paragraph 2 shall require an environmental assessment only where the Member States determine that they are likely to have significant environmental effects.

4. Member States shall determine whether plans and programmes, other than those referred to in paragraph 2, which set the framework for future development consent of projects, are likely to have significant environmental effects.

5. Member States shall determine whether plans or programmes referred to in paragraphs 3 and 4 are likely to have significant environmental effects either through case-by-case examination or by specifying types of plans and programmes or by combining both approaches. For this purpose Member States shall in all cases take into account relevant criteria set out in Annex II, in order to ensure that plans and programmes with likely significant effects on the environment are covered by this Directive.

6. In the case-by-case examination and in specifying types of plans and programmes in accordance with paragraph 5, the authorities referred to in Article 6(3) shall be consulted.

7. Member States shall ensure that their conclusions pursuant to paragraph 5, including the reasons for not requiring an environmental assessment pursuant to Articles 4 to 9, are made available to the public.

8. The following plans and programmes are not subject to this Directive:

  • plans and programmes the sole purpose of which is to serve national defence or civil emergency,
  • financial or budget plans and programmes.

9. This Directive does not apply to plans and programmes co-financed under the current respective programming periods [11] for Council Regulations (EC) No 1260/99 [12] and No 1257/99 [13].

Notes:

[11] The 2000-2006 programming period for Council Regulation (EC) No 1260/99 and the 2000-2006 and 2000-2007 programming periods for Council Regulation (EC) No 1257/99.

[12] Council Regulation (EC) No 1260/99 of 21 June 1999 laying down general provisions on the Structural Funds. (OJ L 161, 26.6.1999, p. 1.)

[13] Council Regulation (EC) No 1257/99 of 17 May 1999 on support for rural development from the European Agricultural Guidance and Guarantee Fund (EAGGF) and amending and repealing certain regulations. (OJ L 160, 26.6.1999, p. 80.)